National Securities Commission Regulations
- New! Regulation no. 27/2010 on electronic surveillance by reporting > Read*
- New! Regulation no. 5 / 09.03.2010 on the use of global accounts, with or without pre validation mechanisms on financial instruments, conducting securities lending transactions, those associated collateral transactions and short selling > Read*
- Regulation no. 6 of 19/08/2009 on the exercise of certain rights of shareholders in general shareholders meetings of companies > Read*
- Regulation no.11/2005 on preventing and combating money laundering and terrorism financing through the capital market > Read*
- Regulation no.13/2005(pdf) on the authorisation and functioning of the central depository, the clearing houses and central counterparties can be seen. > Download PDF
- Regulation no. 1/2006(pdf) on issuers and operations with securities can be seen. > Download PDF
- Regulation no. 2/2006(pdf) on regulated markets and alternative trading systems , can be seen. > Download PDF
- Regulation no. 9/2006 regarding the execution of contracts covering pledged securities admitted to trading on on a regulated market / alternative trading systems > Read*
- Regulation no. 11/2006 on receivables securitization > Read*
- Regulation no. 12/2006 on authorizing agents under Law No. 32/2006 on mortgage bonds > Read*
- Regulation no. 32/2006(pdf) on investment services can be seen. > Download PDF
* translated with Google Translate